Are you ready to set up your Regulatory Compliance mean?

Regulatory compliance is about following relevant laws, policies, and regulations. Failure to comply can open yourself up to potential fines, lawsuits and financial liability. Due to the evolving nature of regulations, there is an increased need for appropriate monitoring of policies, procedures and controls. By outsourcing your Compliance needs, you will ensure that all necessary governance requirements can be met without the unnecessary duplication of effort and use of your own internal resources.


What compliance services can we help you with?

We offer several compliance-based services:

1. Compliance Policy write-ups & reviews

Do you need help in drafting your AML, CFT, Fraud & other Compliance Policies? Perhaps you have them, but they are out-dated and haven’t been reviewed in line with the latest regulations such as the 5th AML Directive and POCA 2015?

Our team can help you draft these policies and ensure they are compliant with all the latest laws and regulations.

2. Independent Audit

The GFSC’s Guidance note on Systems of control to prevent the financial system from being used for money laundering or terrorist financing activities requires all relevant businesses, with some minor exceptions, to conduct an independent audit over their policies, controls and procedures.

Our team at TAG Consultancy can perform an independent review of your AML policies and procedures in line with the new requirements as per the GFSC’s AML / CFT Guidance Notes.

3. AML Training

It is necessary for Companies to recognise, develop and maintain a risk-based and comprehensive AML/CFT framework to mitigate and prevent these threats. In addition, a Company’s members of staff should have appropriate training on a regular basis, which usually means at least once a year, relevant to their job in order to discharge their duties.

Our specialists at TAG Consultancy can assist you with all of your AML training needs.

4. GDPR Training

The General Data Protection Regulation (“GDPR”) came into force on 25 May 2018 and is a law on data protection and privacy in the European Union and the European Economic Area. As described in the GDPR, all members of staff should be trained on data protection.

Our specialists at TAG Consultancy can assist you with all of your GDPR training needs.

5. Other

There may be instances where you require assistance with other compliance matters on an ad-hoc basis. 

Contact out team at TAG Consultancy today for a free consultation.